Investment Planning Process – Execution and Review

Execution and reviewTo help ensure clients achieve their goals and their investments stay on track, their portfolios need to be monitored and regularly assessed. This includes periodic assessments at agreed intervals.

Regular reviews should consider the progress against the client’s goals and required rate of return and then adjustments made where necessary. Regular monitoring and review can add value to the client’s portfolio, demonstrate your expertise, and help to strengthen the client relationship.


Understanding investments

Improve your investment planning knowledge by watching the following three videos that introduce suitability, diversification and outsourcing investments.

Importance of diversification

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This video looks at how to measure investment risk, how to reduce risk through diversification and how to diversify a portfolio.

Importance of suitability

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This video looks at the fact finding process, how to determine your client’s risk score and how to read risk profile scores and assess suitability.

Outsourcing investment

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This video looks at which type of outsourcing is suitable for your client, what are Multi Asset Funds, why outsource investment management and what are the benefits of outsourcing.


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Support material

Business transition – investment planning options

Business transition

– investment planning options. By Mimi Pienaar

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Download the complete Investment Planning Process module as a PDF

Investment Planning

the seven key areas

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