FOR FINANCIAL ADVISERS ONLY

FOR FINANCIAL ADVISERS ONLY

Consumer
Share

Forms

  • CIA Appointment Form for overseas Pensions QNUPS UK investors only

    Download
  • Collective Investment Account - Appointment of Discretionary Investment Management

    This form is for use where the applicant for, or existing Bond Owner of, a Collective Investment Bond or Collective Redemption Bond has requested a Collective Investment Account provided by Old Mutual Wealth Limited on the platform as an underlying investment, and also wishes to appoint their Financial Adviser on a discretionary investment management basis. .

    Download
  • Collective Investment Account - Appointment Form

    This form is for use where the applicant for, or existing Bond Owner of, an European Collective Investment Bond has requested a Collective Investment Account provided by Old Mutual Wealth Limited on the platform as an underlying investment.

    Download
  • Collective Investment Account - Appointment for advisory discretionary asset managers

    This form is for use by policyholders of a International Portfolio Bond or Collective Bond where:
    - the underlying investment choice for the Bond is to be
     a Collective Investment Account on Charge Basis 3 provided by Old Mutual Wealth's platform; and
    - the policyholder's financial adviser has been appointed as a Discretionary Asset Manager on an advisory basis by Old Mutual International.

    For UK use only.

    Download
  • Tax Declaration and Self Certification for individual investors

    Please use this form to confirm your clients country of residence for taxation. 

    Download
  • Tax Declaration and Self Certification for corporate and trustee investors

    Please use this form to confirm the tax status for Trustee and Corporate applicants. 

    Download

Financial Adviser Verification

The content of this site is for advisers only. It is not for the use of Hong Kong advisers. You can change the regional content by selecting a region from the drop down box in the top right-hand corner.